Institution record
Metal X
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
No licence records on file for this institution.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Metal X against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Metal X (this record) | None on file | 0 / 0 | Risk level not supplied | 2.0 | 0 |
| OpenSea | None on file | 0 / 0 | Risk level not supplied | 7.0 | 0 |
| MetaMask Wallet | None on file | 0 / 0 | Risk level not supplied | 6.3 | 0 |
| Chainlink | None on file | 0 / 0 | Risk level not supplied | 6.0 | 0 |
| Robinhood Wallet | None on file | 0 / 0 | Risk level not supplied | 5.7 | 0 |
| FacilitaPay | Central Bank of Brazil (Banco Central do Brasil / BCB) | 1 / 1 | Risk level not supplied | 5.0 | 0 |
Metal X: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Metal X's regulatory licence status and supervisory authorisation?
Our imported dataset currently holds 0 verified regulatory licence records for Metal X (Metal X), tracked under our financial institutions and registrants headquartered in the united states and canada coverage scope. Prospective counterparties should request primary registration certificates and cross-check the contracting entity directly on the relevant national financial supervisor's public register before onboarding.
Which of Metal X's jurisdictions and licences fall within this site's regulatory coverage?
Metal X is tracked under our financial institutions and registrants headquartered in the united states and canada coverage scope based on its institutional service profile (Trading) rather than a domestic focus licence. Its 0 recorded licences (none on file) should be evaluated for cross-border passporting and local solicitation rules.
What is Metal X's institutional risk classification, enforcement exposure, and score profile?
Metal X carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Metal X's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Metal X, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to the supervising authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to Metal X's supervisory scope.
Federal Securities Filings
CFTC & NFA Commodity Pool Operator (CPO) Oversight: De Minimis Exemption 4.13(a)(3) vs. Full Registration
How quantitative hedge funds and crypto-derivative asset managers maintain compliance with CFTC margin thresholds without triggering full CPO overhead.
Broker-Dealer Prudential Rules
SEC Rule 15c3-3 Customer Protection Reserve: Weekly Lock-Up Computations and Segregated Control
How carrying broker-dealers isolate customer funds from proprietary trading operations through mandatory weekly reserve computations and segregated accounts.
Filings
The SEC has published its fiscal 2027 exam priorities. The list stays in the release.
A filings roll can docket a priorities release by its date and its URL. It should not invent the priorities when it has not quoted them.
sec-finra-filings
US & Canada SEC, FINRA, NFA & FINTRAC Broker-Dealer Roll: 2026 Definitive Institutional Guide, Quantitative Benchmarks & Regulatory Audit
Definitive 2026 flagship cornerstone guide to US & Canada SEC, FINRA, NFA & FINTRAC Broker-Dealer Roll on Americas Firm Roll (americasfirmledger.com). Covers United States (SEC / FINRA / CFTC / NFA) & Canada (CIRO / FINTRAC) statutory rules, Tier-1 quantitative benchmarks, mathematical formulation (AMERICAS-BD-ROLL), and compliance verification.