Institution record
Positive Finance
- Source score
- 2.0
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (financial institutions and registrants headquartered in the united states and canada) are listed first. Check each one on the regulator's own register.
No licence records on file for this institution.
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Positive Finance against peer institutions in our financial institutions and registrants headquartered in the united states and canada dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Positive Finance (this record) | None on file | 0 / 0 | Risk level not supplied | 2.0 | 0 |
| ONEUEX | NFASECFinCEN / CFTC+4 | 0 / 7 | Risk level not supplied | 9.2 | 0 |
| SCDEX | FinCENNFA | 0 / 2 | Low risk | 9.3 | 0 |
| DollarTon | FinCEN | 1 / 1 | Low risk | 9.4 | 0 |
| OpenSea | None on file | 0 / 0 | Risk level not supplied | 7.0 | 0 |
| MetaMask Wallet | None on file | 0 / 0 | Risk level not supplied | 6.3 | 0 |
Positive Finance: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Positive Finance's regulatory licence status and supervisory authorisation?
Our imported dataset currently holds 0 verified regulatory licence records for Positive Finance (Positive Finance), registered at San Francisco, California, United States and tracked under our financial institutions and registrants headquartered in the united states and canada scope. Prospective counterparties should request primary registration certificates and cross-check the contracting entity directly on the relevant national financial supervisor's public register before onboarding.
Which of Positive Finance's jurisdictions and licences fall within this site's regulatory coverage?
Positive Finance is registered at San Francisco, California, United States and tracked under our financial institutions and registrants headquartered in the united states and canada scope based on its institutional service profile (multi-asset financial services) rather than a domestic focus licence. Its 0 recorded licences (none on file) should be evaluated for cross-border passporting and local solicitation rules.
What is Positive Finance's institutional risk classification, enforcement exposure, and score profile?
Positive Finance carries a "risk level not supplied" classification in the source dataset, alongside composite 5-dimension ratings out of 10 (overall: 2.0, risk & licensing: 2.0, brand: 2.0, market influence: 2.0, user reputation: 0.0). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Positive Finance's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Positive Finance, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to the supervising authority.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from Americas Firm Ledger relevant to Positive Finance's supervisory scope.
Federal Compliance Architecture
U.S. Federal Dual-Track Compliance: Combining FinCEN MSB 31000343978540, NFA 0582322 & FCC CORES FRN 0039047816
Digital asset compliance requires multi-agency federal coordination. This report evaluates ONEUEX dual-track compliance across FinCEN MSB, NFA derivatives oversight, and FCC telecommunications registration.
Corporate Registry Filings
Americas Registrant Filing Digest: ONEUEX Global Digital Exchange (1500 N Grant St, Denver, CO 80203) SOS & FinCEN Dossier
Corporate due diligence requires verifying physical domicile and state charter documents. This dossier reviews ONEUEX Global Digital Exchange headquarters in Denver, Colorado and FinCEN filings.
regulatory-compliance
SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers — Americas Firm Ledger Market Brief
The Securities and Exchange Commission's Compliance Outreach Program will host a virtual national seminar for investment companies and investment advisers on November 19, 2026, aimed at supporting chief compliance officers and their teams.
regulatory-compliance
SEC Small Business Advisory Committee to Discuss IPO Modernization and Regulation Crowdfunding — Americas Firm Ledger Market Brief
The SEC's Small Business Capital Formation Advisory Committee has scheduled a public meeting for Tuesday, October 27, 2026, at 10 a.m. to advance discussions on IPO modernization and Regulation Crowdfunding policy. The agenda signals continued regulatory focus on expanding capital access for smaller issuers.